Firm is affiliated with an insurance company or agent who may be motivated to insure clients with products that generate high sales commissions when lower cost alternatives may exist. View the profiles of people named Rishi Ghosh Ghosh. Firm offers mutual funds that carry 12b-1 fees, which increases the total annual cost of owning the fund (with no guarantee of higher returns). Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a Broker/Dealer, Member FINRA/SIPC. SEC.gov When operating in this dual capacity, advisors may be incentivized to implement plans as an attorney that could drive higher revenue for themselves as investment advisors. 9 9.Rishi Sunak refuses to resign as inquiry is launched into 'damaging . . Yes or A regulatory agency has previously denied, suspended, or revoked the firms or an advisory affiliates registration or license or otherwise restricted their activities. She graduated with a B.S. Just as important to John is his family, which includes: his wife of 30 years, Donna; his son Lance, who also works at the company; daughter, Megan, a teacher at Vincentian Academy in Pittsburgh; and their beloved rescue dog, River. She brings 18 years of financial services industry experience to the organization. If Truss does win, she faces a desperate situation - both in the country and in the party, which is massively unpopular after 12 years in power. . 2016 Wealthminder, Inc. All rights reserved. Direct: (724) 863-3420 x3174 | michael.parisi@duncangrp.com, Direct: (724) 863-3420, x3312| alberto.roman@duncangrp.com. Sarah Ballenger, Clifford Johnson, Jon Willie . and rent an apartment in ***************. He received the professional designation of Certified Financial Planner from the College for Financial Planning in 1986. While this can be seen as "eating your own cooking," there are conflicts that may arise. A percentage of assets under your management, Portfolio management for individuals and/or small businesses. She brings over 20 years of insurance experience to her role as Insurance & Risk Advisor at Duncan Financial Group. its likely that they are either exclusively a broker or are unlicensed - please CRD#: 6152377. What does this mean? He attended Albertus Magnus College in New Haven, Connecticut. Tyler Harkins has been with Duncan Financial Group since July of 2021. 2014. If we leave the EU, we will immediately save 20 billion. He has been a CPA and a member of both the American Institute of Certified Public Accountants (AICPA) and the Pennsylvania Institute of Certified Public Accountants (PICPA) since 1992. Infiniti Wealth Management, Optimal Wealth, Cereus Financial Advisors, Southcol Advisors, Lionshead Wealth Management, Was this helpful? (724) 863-3287, x3102 Schedule a Meeting brian.duncan@cambridgesecure.com. Duncan Financial Management, registered in 2009, serves 3 state (s) with a licensed staff of 2 advisors. for the sale of securities products and are collectively licensed in the following states: This information was gleaned from the *** website.In March of 2021, one of *** employees wanted to buy out his clients from the *** umbrella. He is responsible for the overall operations, supervision and field development of the advisors affiliated with our branch office. Direct: (724) 863-3420, x3322 | daneen.hayden@duncangrp.com, Direct: (800) 517.9901 x2128 | alexa.smith@duncanar.com. He received a Bachelor of Science degree in Accounting and Management from the University of Pittsburgh at Greensburg in 1989. Rachel joined the Duncan Financial team in 2012 as a Benefits Account Manager. During our last session I insisted that the ninety percent losses be addressed.As noted in several discussions Mr. and *************** allocated roughly 4.3% of their portfolio in positions that would provide safety in case of a market meltdown. Robert McCalmont joined Duncan Financial Group, LLC, in January 1992. You have been idle and will be logged out in In just two years, he has earned his Life and Health Insurance, Series 7, and Series 66 licenses. Investment Adviser . ppizarro@duncangrp.com. Questions to ask Rishi GhoshVice has been working as a President at Duncan Financial Management for 9 years. What does this mean? Alex P. Kline joined Duncan Financial Group, LLC, in December, 2011. Participation in the Certification program, including the payment of an annual fee to investor.com, does not guarantee or in any way bias investor.com's decision to award "Trusted by investor.com" status, and "Trusted by investor.com" status shall not constitute or be construed as an endorsement of any firm by investor.com. William E. Zurlo, CPA joined Duncan Financial Group, LLC in December 2021. After waiting four months to hear from **** I finally decided to cut my losses and transferred my accounts to another financial advisor. *In Canada, trademark(s) of the International Association of Better Business Bureaus, used under License. Rishi Sunak caused a stir - and some hilarity - when he was rushed out of the launch of the Forests Partnership at COP 27: About 2 mins before he left an aide came onto stage and was whispering in his ear for more than a minutethere was a discussion going on about, it seems, whether to leave at that moment. Additionally, he proudly serves on the Investment Policy Committee at Duncan Financial Group and as Managing Director of The Northeast Region for Keystone Insurers Group. You have been idle and will be logged out in This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts. More importantly, posh white women adore him, making the rest of the world realise they can too! All you need to know about Rishi Sunak and Sajid David's resignations from Boris Johnson's Cabinet "I am sad to be leaving Government but I have reluctantly come to . Director, Financial Wellness Services LONDON Two senior U.K. cabinet ministers resigned on Tuesday in protest over Prime Minister Boris Johnson's leadership, following a string of scandals that have plagued his tenure over the . Ron has over 10 years of experience in the financial area, as well as several additional years of business experience. How does your firm mitigate them? This is a multi-location business. What conflicts arise from this relationship? Anthony Striker (CRD# 6490554) is an Investment Advisor . The British media is giving many reasons for his loss. Mr. Kunkle began working with retirement plans in 1998 and brings over 20 years of institutional retirement plan and wealth management experience to his role as Investment Advisor Representative and Retirement Plan Relationship Manager at Duncan Financial Group. Some firms receive these fees as payments, which creates an incentive to promote them. Firm or an advisory affiliate has previously had their authorization to act as an attorney, accountant, or federal contractor revoked or suspended. Find a financial advisor with Senior Finance Advisor. How many times did it occur? Droughts plagued California, not Britain.And Rishi Sunak was the most popular politician in the country, still trading on the acclaim he won as a munificent boy wonder of a chancellor during the pandemic. Like What You See? Please provide me a list of the products and a summary of how much your firm earns from them. But as a fiduciary I stood by my clients that I brought into *** because I believe that is my obligation to my clients and is a lifetime commitment. When she is not at the office, enjoys living on her 8.5 acres, raising chickens. Based on their income needs it was agreed to that x amount of funds were was needed to guarantee them income for life. seconds. Rob currently holds FINRA Series 6, 7, 24 and 63 licenses. + Add or change photo on IMDbPro . He provides financial advisors, affiliated with Duncan Advisor Resources, access to his years of experience in Sales, Marketing, Product Development and Distribution. Dave holds his CFP and has over 40 years of investment management experience. As an independent Investment Advisor Representative, Rob provides unbiased financial advice for his individual clients with a high level of personal service. He is a member of the Financial Planning Association, teaches Sunday School at Centenary United Methodist Church. January 17, 2023. How do these benefits affect the firms selection of a broker-dealer partner? Representatives of Cambridge Investment Research, Inc. do not provide tax or legal advice in their roles as registered representatives. cnoel@duncangrp.com. Contact Rishi Ghosh for financial advice today. On 8 January, in his first public comments since fleeing, Mr Ghosn refused to say how he managed to leave Japan. Prior to joining Duncan Financial Group, she facilitated the start of a new Property & Casualty agency, where she was responsible for performing numerous tasks to facilitate growth and the success of the company. Alex earned his degree in Economics from Indiana University of Pennsylvania, and received his Certified Financial Planner designation in 1991. The information may be inaccurate, incomplete or outdated. National Association of Insurance & Financial Advisors (NAIFA) Mass Mutual Advisors Association, Chamber of Commerce-Fort Lee & Hawthorne NJ, Check the background of this investment professional on FINRA's BrokerCheck. Questions to ask Side-by-side management can create an incentive for the advisor to favor the larger funds, potentially leading to unequal trading costs and unfavorable trade executions for their clients. Especially with the level of stock and bond market volatility that is taking place in 2022. David has over 30 years of experience specializing in Risk management and Workers Compensation. Request proposals for help with your financial concerns. Her experience in both operations management and as a sales professional, provide the perfect balance for achieving strategic operational objectives while meeting the needs of our sales professionals and ensuring superior client experiences. This relationship may introduce bias where a firm or related person recommends certain securities with which they are affiliated, rather than others that may have higher returns. contact us Lance joined Duncan Financial Group, LLC in 2015, as an Account Manager in the Group Benefit division and Brokerage assistant for Duncan Advisor Resources Brokerage General Agency. She began her career at Seton Hill University- first, attaining her Bachelors Degree in Business Administration and then her Masters of Business Administration shortly thereafter. Duncan Financial Management. Well guide you through the process. of experience in the finance industry. Checks take place monthly. of experience in the finance industry. But his dramatic exit amidst the session has . While this allows for a broader range of investment options and management styles to be offered by a firm, it can create an incentive for the firm to put their financial interests ahead of your own. Why doesnt your firm use a secure website? tips_and_updates Financial Advisor Education. Prior to joining Duncan Financial Group, Stephanie was with Liberty Mutual Group for 24 years, as an Agent, and Sales Manager of 4 Western PA offices. Meanwhile, fraud losses were estimated at 4.9bn at the end of . Addressing the 27th COP27 summit on Monday, Sunak declared that it was time to act faster on climate change because it is the 'right thing to do'. Not long after joining the staff, she became certified and earned the Customer Insurance Service Representative designation. Is your firm affiliated with a law firm in any capacity? Former British chancellor Rishi Sunak arrives for a hustings event in central London. As a Certified B Corporation, our focus is simple: people before profits. Don currently holds FINRA Series 6, 7, 63, and 65 licenses. **** returns to ********* to service what clients he may still have in ********. Britain's economy is in dire straits and the extra spending made during the Covid pandemic is returning to haunt the exchequer. Alex works closely with both corporate and individual clients to help them achieve their long-term financial goals. He has a Bachelor of Science in Sport Management with a minor in Business Administration from Slippery Rock University where he graduated Magna Cum Laude. Why did Rishi Sunak and Sajid Javid resign? SEC.gov To help people get the financial assistance they need to achieve their long-term financial goals. Alberto specializes in Risk Management and Workers Compensation and has obtained a professional designation as a Certified Workers Comp Advisor. Visit Site. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a felony. Does your firm offer mutual funds that have 12b-1 fees? Daniel also works with the companys investment clients in preparing their personal income taxes. 10820 Sunset Office Drive, Suite 210, Sunset Hills, MO. He was responsible for building this multi-million dollar Broker/Dealer that he eventually sold to a subsidiary of one of the worlds largest financial services conglomerates. Rishi Ghosh (I) Rishi Ghosh. (724) 863-3420, x3120 Does your firm recommend securities that it or its affiliates underwrite, or in which it serves as general or managing partner? Nancy L. Conners joined Duncan Financial Group, LLC in November 2010 as an Administrative Assistant in the Retirement Plan Administration department. Bill began his career working for a local CPA firm in Murrysville where he performed various services for the firm including preparing business and individual tax returns along with many other client need-based services. While Duncan Financial Management advises clients across a variety of portfolio sizes, the average client balance is currently $64,130. Duncan Financial Management Inc. 2023, International Association of Better Business Bureaus, Inc., separately incorporated Better Business Bureau organizations in the US, Canada and Mexico and BBB Institute for Marketplace Trust, Inc. All rights reserved. However, BBB does not verify the accuracy of information provided by third parties, and does not guarantee the accuracy of any information in Business Profiles. The first is that raising taxes in this way runs against his own political instincts and desires. BBB asks third parties who publish complaints, reviews and/or responses on this website to affirm that the information provided is accurate. 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